Compliance Center

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Our monthly e-newsletter is a SMART and uncomplicated avenue for obtaining important updates regarding regulatory alerts, legal issues facing the financial services industry and new and amended course updates. Sign up today to stay connected!

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While quality training is crucial, complementing a training program with superior resources ensures your needs are met from every angle. Compliance Center is your one-stop shop for keeping abreast of all regulatory updates and compliance related changes. Stop wasting time doing the research! Compliance Center is a subscriber-based service that conveniently has everything your organization needs.

Financial Regulatory Compliance

As a subscriber of Digital University, gain easy access to all proposed, amended, and final editions of regulations that affect your organization.

Human Resource Compliance

Stay ahead of Federal and State Employment Laws that govern the financial industry so your organization has the appropriate policies and procedures in place. Our comprehensive Human Resource Compliance library offers expansive resources to suit your needs.

Ask the Regulator

Doing some research and not sure where to start or who to turn to? Look no further. Ask The Regulator is your at-a-glance information hub centralizing the contact information and source information you need to get your questions answered.